Katherine Rogers, financial advisor Fort Worth TX
96 score

Katherine Rogers

CRD Number: 5570850
Current Firm: Securities America Advisors, Inc.

Katherine Rogers (CRD# 5570850) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Fort Worth, TX and has over 8 years of experience in the finance industry. Katherine Rogers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America Advisors, Inc. Fort Worth, TX Sep 2013 - Current 3
Securities America Inc. La Vista, NE Jun 2010 - Current 6
Fidelity Brokerage Services LLC Westlake, TX Jul 2008 - Jun 2010 1
Unemployed Fort Worth, TX May 2008 - Jul 2008 < 1
Tcu Fort Worth, TX Aug 2004 - May 2008 3
Prm Financial Services Fort Worth, TX May 2007 - Jan 2008 < 1
Benbrook Ymca Benbrook, TX Aug 2002 - May 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2008
Contact Info for Katherine D. Rogers
Phone Number: 402-399-9111
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    13,433
    MILLIONS
  • Total Number of Accounts
    92,356
    ACCOUNTS
  • Average Account Value
    $145,443
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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