Lauren Carter, financial advisor Fort Worth TX
93 score

Lauren Carter

CRD Number: 5469567
Current Firm: Td Ameritrade, Inc.

Lauren Carter (CRD# 5469567) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Fort Worth, TX and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Fort Worth, TX Dec 2011 - Current 5
Archon Group LP Irving, TX Oct 2011 - Nov 2011 < 1
Td Ameritrade Fort Worth, TX Jan 2010 - Oct 2011 1
Ymca Coppell, TX Sep 2006 - Dec 2009 3
University Of North Texas Denton, TX May 2005 - Dec 2009 4
Td Ameritrade Fort Worth, TX Jun 2009 - Aug 2009 < 1
Kids R Kids The Woodlands, TX Jun 2008 - Aug 2008 < 1
Northstar Academy Lantana, TX Mar 2008 - May 2008 < 1
Scottrade Frisco, TX Jan 2008 - Feb 2008 < 1
Countrywide Plano, TX Jun 2007 - Aug 2007 < 1
Holiday Inn Express Spring, TX Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
S63 Uniform Securities State Law Examination Feb 2010
Contact Info for Lauren N. Carter
Phone Number: (800) 669-3900
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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