Lisa Haley, financial advisor Weatherford TX

Lisa Haley

CRD Number: 4579362
Current Firm: Smh Capital Advisors LLC

Lisa Haley (CRD# 4579362) is an Investment Advisor Representative working at Smh Capital Advisors LLC in Weatherford, TX and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Smh Capital Investments, LLC Fort Worth, TX Aug 2018 - Current 5
Smh Capital Advisors Inc. Houston, TX Sep 2007 - Current 16
Sanders Morris Harris LLC Houston, TX Sep 2007 - Aug 2018 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2004
Contact Info for Lisa C. Haley
Phone Number: 817-569-7000
Firm Website: http://www.smhca.com
Registered State(s):
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • IL
  • MD
  • MA
  • MO
  • NH
  • NJ
  • NM
  • OH
  • PA
  • TX
  • VA
  • WI
By the Numbers
  • Total Assets Under Management
    395
    MILLIONS
  • Total Number of Accounts
    420
    ACCOUNTS
  • Average Account Value
    $939,763
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IL, KS, LA, MA, MD, MO, NH, NJ, NM, NY, OH, OK, PA, TX, VA, WI, WY

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