Monica Ortiz, financial advisor Fort Worth TX

Monica Ortiz

CRD Number: 7032727
Current Firm: Morgan Stanley

Monica Ortiz (CRD# 7032727) is an Investment Advisor Representative working at Morgan Stanley in Fort Worth, TX and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Fort Worth, TX Dec 2021 - Current < 1
Wells Fargo Clearing Services, LLC Fort Worth, TX Oct 2018 - Dec 2021 3
Wells Fargo Bank, Na Fort Worth, TX Jan 2014 - Dec 2021 7
Tarrant County College Fort Worth, TX May 2013 - Aug 2016 3
Flexi Compras Fort Worth, TX Dec 2011 - Jan 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2019
S65 NASAA Investment Advisors Law Examination May 2019
Contact Info for Monica Ortiz
Phone Number: 914-225-5510
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,311,935
    MILLIONS
  • Total Number of Accounts
    2,129,899
    ACCOUNTS
  • Average Account Value
    $615,961
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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