David Johnson (CRD# 2144489) is an Investment Advisor Representative working at Prospera Financial Services, Inc. in Buckeye, AZ and has over 32 years of experience in the finance industry.
CRD# 2843482
Independent Financial Group, LLC
CRD# 2405716
Edward Jones
CRD# 5224213
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Prospera Financial Services Inc. | Dallas, TX | Dec 2020 - Current | 3 |
| Cetera Advisor Networks LLC | Fortuna, CA | Sep 2019 - Dec 2020 | 1 |
| Summit Financial Group Inc. | Fortuna, CA | Jun 2004 - Dec 2020 | 16 |
| Summit Brokerage Services Inc. | Fortuna, CA | Jun 2004 - Sep 2019 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1991 |
| S65 | NASAA Investment Advisors Law Examination | Nov 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- TX
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Total Assets Under Management7,913MILLIONS
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Total Number of Accounts20,915ACCOUNTS
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Average Account Value$378,345
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