Peter Banne, financial advisor Foster City CA
73 score

Peter Banne

CRD Number: 1048610
Current Firm: Mml Investors Services, LLC

Peter Banne (CRD# 1048610) is an Investment Advisor Representative working at Mml Investors Services, LLC in Foster City, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC San Francisco, CA Mar 2017 - Current 1
Massachusetts Mutual Life Insurance Company Springfield, MA Jul 2016 - Current 1
Metlife Securities Inc. San Francisco, CA Oct 1976 - Mar 2017 40
Metropolitan Life Insurance Company San Francisco, CA Oct 1976 - Mar 2017 40
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Peter N. Banne
Phone Number: (413)737-8400
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    25,618
    MILLIONS
  • Total Number of Accounts
    157,759
    ACCOUNTS
  • Average Account Value
    $162,387
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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BADGES
73

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