James Dingle, financial advisor Frankfort IL
46 score

James Dingle

CRD Number: 1833578
Current Firm: Lasalle St. Investment Advisors, LLC

James Dingle (CRD# 1833578) is an Investment Advisor Representative working at Lasalle St. Investment Advisors, LLC in Frankfort, IL and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Lasalle St. Securities, LLC Elmhurst, IL Apr 2013 - Current 3
Unemployed Frankfort, IL Dec 2012 - Apr 2013 < 1
Lpl Financial Orland Park, IL Jul 2008 - Dec 2012 4
Banc Of America Investment Services, Inc. Chicago, IL Feb 2003 - Jul 2008 5
Banc Of America Insurance Services, Inc. Chicago, IL Feb 2003 - Jul 2008 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1988
S66 NASAA Uniform Combined State Law Examination Jul 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for James D. Dingle
Phone Number: 630-600-0500
Registered State(s):
  • AZ
  • WI
  • GA
  • IL
By the Numbers
  • Total Assets Under Management
    874
    MILLIONS
  • Total Number of Accounts
    2,859
    ACCOUNTS
  • Average Account Value
    $305,680
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, LA, MA, MD, ME, MI, MN, NC, NE, NH, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI

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BADGES
46

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