James Dingle (CRD# 1833578) is an Investment Advisor Representative working at Chicago Capital Management Advisors, LLC in Lisle, IL and has over 35 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 4846117
Hightower Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| American Trust Investment Services, Inc. | Frankfort, IL | Apr 2020 - Current | 4 |
| American Trust Investment Services Advisory, Inc. | Frankfort, IL | Apr 2020 - Current | 4 |
| Lasalle St. Securities, LLC | Elmhurst, IL | Apr 2013 - Apr 2020 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 1988 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- WI
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Total Assets Under Management84MILLIONS
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Total Number of Accounts519ACCOUNTS
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Average Account Value$161,294
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other
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