Caroline Galbraith (CRD# 4844641) is an Investment Advisor Representative working at Aprio Wealth Management, LLC in Atlanta, GA and has over 19 years of experience in the finance industry. Caroline Galbraith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7069825
Beacon Global Advisor Network, LLC
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 5822473
Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Aprio Risk Management, LLC | Atlanta, GA | Aug 2022 - Current | 1 |
| Aprio Wealth Management, LLC | Atlanta, GA | Apr 2022 - Current | 2 |
| Aprio LLP | Atlanta, GA | Apr 2022 - Current | 2 |
| Mercer Global Advisors | Franklin, TN | Jan 2022 - Apr 2022 | < 1 |
| Hawsgoodwin Wealth | Franklin, TN | May 2015 - Dec 2021 | 6 |
| Purshe Kaplan Sterling Investments | Albany, NY | May 2015 - Nov 2016 | 1 |
| Suntrust Investment Services, Inc. | Nashville, TN | Feb 2007 - May 2015 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management1,835MILLIONS
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Total Number of Accounts2,121ACCOUNTS
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Average Account Value$865,233
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
CA, CT, FL, GA, LA, MA, MD, NC, NJ, NV, NY, OH, PA, SC, TN, TX, VA, WA
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