James Patton (CRD# 5463914) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Franklin, TN and has over 16 years of experience in the finance industry.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Feb 2015 - Current | 9 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Dec 2007 - Current | 16 |
| Northwestern Mutual Investment Services, LLC | Franklin, TN | Dec 2007 - Current | 16 |
| Tennessee Orthopaedic Alliance | Nashville, TN | Apr 2000 - Current | 24 |
| Northwestern Mutual Investment Services, LLC | Nashville, TN | Mar 2011 - Mar 2016 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2008 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2008 |
- TN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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