James Patton, financial advisor Franklin TN
93 score

James Patton

CRD Number: 5463914
Current Firm: Northwestern Mutual Investment Services,llc

James Patton (CRD# 5463914) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Franklin, TN and has over 8 years of experience in the finance industry.

Similar Advisors
Ann Dotson, financial advisor Franklin TN
Ann R. Dotson
CRD# 1823608
Retirement Resources Management, LLC
Score
101
Similar Advisors
Joshua Self, financial advisor Franklin TN
Joshua E. Self
CRD# 3237214
Envision Wealth Planning
Score
101
Similar Advisors
Mark Deering, financial advisor Franklin TN
Mark G. Deering
CRD# 4890057
Raymond James Financial Services Advisors, Inc.
Score
100
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Feb 2015 - Current 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Dec 2007 - Current 9
Northwestern Mutual Investment Services, LLC Franklin, TN Dec 2007 - Current 9
Tennessee Orthopaedic Alliance Nashville, TN Apr 2000 - Current 16
Northwestern Mutual Investment Services, LLC Nashville, TN Mar 2011 - Mar 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Aug 2008
Contact Info for James M. Patton
Phone Number: 866-664-7737
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.