John ThompsonCRD Number: 6230958
Current Firm: Msi Financial Services, Inc.
John Thompson (CRD# 6230958) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Franklin, TN and has over 2 years of experience in the finance industry.
Retirement Resources Management, LLC
Envision Wealth Planning
Raymond James Financial Services Advisors, Inc.
|Metlife Securities||Franklin, TN||Feb 2016 - Current||< 1|
|Sagepoint Financial||Nashville, TN||Dec 2014 - Jan 2016||1|
|Colonial Life||Brentwood, TN||Sep 2014 - Nov 2014||< 1|
|Various Insurance Carriers For W&r Insurance Agencies||Dickson, TN||Jun 2014 - Aug 2014||< 1|
|Waddell & Reed, Inc.||Franklin, TN||Mar 2014 - Aug 2014||< 1|
|Retired||Dickson, TN||Dec 2013 - Mar 2014||< 1|
|Dollar Tree||Dickson, TN||Nov 2013 - Dec 2013||< 1|
|Retired||Dickson, TN||Dec 2012 - Nov 2013||< 1|
|Dollar Tree||Dickson, TN||Nov 2012 - Dec 2012||< 1|
|Retired||Dickson, TN||Jan 2011 - Nov 2012||1|
|Main Street Marketplace||Dickson, TN||Jan 2009 - Jan 2011||2|
|Metro Nashville||Nashville, TN||Oct 1995 - Apr 2009||13|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.