Peter Shea (CRD# 5693176) is an Investment Advisor Representative working at Quantitative Solutions, LLC in Franklin, TN and has over 14 years of experience in the finance industry. Peter Shea has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2638266
Cypress Capital, LLC
CRD# 3240223
Ameriprise Financial Services, LLC
CRD# 2546494
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nai Nashville | Brentwood, TN | Aug 2018 - Current | 5 |
| Quantitative Solutions, LLC | Memphis, TN | Dec 2011 - Current | 12 |
| Northwestern Mutual Investment Services, LLC | Memphis, TN | Dec 2010 - Current | 13 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2010 - Current | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management9MILLIONS
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Total Number of Accounts25ACCOUNTS
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Average Account Value$359,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TN
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