Brent Ritchey, financial advisor Franklin WI
96 score

Brent Ritchey

CRD Number: 4609633
Current Firm: Northwestern Mutual Investment Services,llc

Brent Ritchey (CRD# 4609633) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Franklin, WI and has over 13 years of experience in the finance industry. Brent Ritchey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Milwaukee, WI Sep 2005 - Current 11
Northwestern Mutual Investment Services, LLC Milwaukee, WI Sep 2005 - Current 11
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2005 - Current 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2003
Contact Info for Brent A. Ritchey
Phone Number: 866-664-7737
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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