1,158 Financial Advisors in Frederick, MD

Wealthminder helps to connect individuals seeking financial advice with licensed financial advisors in Frederick, MD. Whether you are seeking help with financial planning, retirement planning, investment management, tax planning, or another area, Wealthminder can help you to find and connect with the right financial advisor for you. Use the filters below to search for financial advisors by location, compensation method, or financial industry designation. When you find an advisor with whom you would like to speak, click the blue contact button to connect with them.

Showing 1 - 10 of 1,158 top financial advisors.

Shabri G. Moore

CRD#: 2894381

Commonwealth Financial Network

50 Carroll Creek Way, Suite 335, Frederick, MD 21701

103

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Shabri Moore (CRD# 2894381) is an Investment Advisor Representative working at Commonwealth Financial Network in Frederick, MD and has over 17 years of experience in the finance industry. Shabri Moore has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

Jerry G. Carey

CRD#: 40444

Park Avenue Securities LLC

304 Delaware Road, Frederick, MD 21701

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Jerry Carey (CRD# 40444) is an Investment Advisor Representative working at Park Avenue Securities LLC in Frederick, MD and has over 23 years of experience in the finance industry.

Anneliese J. D'souza

CRD#: 2557137

Cambridge Investment Research Advisors, Inc.

Frederick, MD

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Anneliese D'souza (CRD# 2557137) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Frederick, MD and has over 12 years of experience in the finance industry. Anneliese D'souza has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Scott H. Geisbert

CRD#: 4706173

H. Beck, Inc.

149 W. Patrick Street, Frederick, MD 21701

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Scott Geisbert (CRD# 4706173) is an Investment Advisor Representative working at H. Beck, Inc. in Frederick, MD and has over 13 years of experience in the finance industry. Scott Geisbert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Sidney Huguenin

CRD#: 1485901

Morgan Stanley

30 West Patrick Street, 7th Floor, Frederick, MD 21701

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Sidney Huguenin (CRD# 1485901) is an Investment Advisor Representative working at Morgan Stanley in Frederick, MD and has over 31 years of experience in the finance industry. Sidney Huguenin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Jennifer L. Johnson

CRD#: 2582938

Cambridge Investment Research Advisors, Inc.

Frederick, MD

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Jennifer Johnson (CRD# 2582938) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Frederick, MD and has over 16 years of experience in the finance industry. Jennifer Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Thomas C. Tavenner

CRD#: 2883973

Tavenner Financial, LLC

41 S. Market Street, Suite 401, Frederick, MD 21701

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Thomas Tavenner (CRD# 2883973) is an Investment Advisor Representative working at Tavenner Financial, LLC in Frederick, MD and has over 20 years of experience in the finance industry. Thomas Tavenner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

John D. Williamson

CRD#: 2051432

Ameriprise Financial Services, Inc.

7101 Guildford Dr, Ste 104, Frederick, MD 21704

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John Williamson (CRD# 2051432) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Frederick, MD and has over 27 years of experience in the finance industry. John Williamson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Brian S. Young

CRD#: 2819583

Questar Asset Management, Inc.

201 Thomas Johnson Dr. Ste. 208, Frederick, MD 21702

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Brian Young (CRD# 2819583) is an Investment Advisor Representative working at Questar Asset Management, Inc. in Frederick, MD and has over 20 years of experience in the finance industry. Brian Young has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Terri L. Almacy

CRD#: 2579047

Cetera Advisors LLC

5100 Buckeyestown Pike Ste 275, Frederick, MD 21704

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Terri Almacy (CRD# 2579047) is an Investment Advisor Representative working at Cetera Advisors LLC in Frederick, MD and has over 17 years of experience in the finance industry.

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There are 157 licensed financial advisors in Frederick, MD with an average of 16 years industry experience. Of these, 0 hold the Chartered Financial Analyst (CFA) designation, and 14 hold the Certified Financial Planner (CFP) designation.

There are 8 financial advisor firms headquartered in Frederick, MD with approximately 336 million in assets under management.

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A chart displaying advisor experience in years.

Firm

Total Assets Under Management

Potomac Asset Management Co Inc.

$237,395,885

Red Sky Capital Management

$57,782,645

Safe Harbor Investment Advisors, LLC

$28,002,002

Northpeak Financial, Inc.

$11,927,506

Tavenner Financial, LLC

$1,714,377

Firm

Total Advisors

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Morgan Stanley

Edward Jones

Cambridge Investment Research Advisors, Inc.

Stifel, Nicolaus & Company, Incorporated

Before you hire a financial advisor

Some things to think about when hiring a financial advisor in Frederick, MD

When do you need to hire a financial advisor in Frederick, MD ?

There are no legal requirements in Frederick requiring individuals to use a financial advisor. However, that doesn't mean it isn't a good idea. The decision to hire a financial advisor or not ultimately comes down to three primary criteria: expertise, time and money.

Managing all aspects of your finances is far from simple. Top financial advisors spend years studying and passing exams to become experts at their craft, and while not required, be on the look-out for certain designations like CFP, CFA and ChFC when considering advisors. They let you know that an independent authority has validated the advisor's expertise in the areas covered by the certification.

Managing your finances is time-consuming. You should consider carefully whether this is where you want to spend your free time. If not, Wealthminder can help you easily find a Frederick, MD financial advisor to meet your needs.

Hiring a financial advisor is not free. However, a great financial advisor should be able to articulate the value you will receive from their services and should over the long run pay for their fees many times over. Spend some time thinking about the long-term cost of not hiring an advisor instead of only looking at the short-term costs / fees.

How important is licensing for financial advisors in Maryland ?

Financial advisors in Frederick, MD are required to register with the SEC, the state or both. Wealthminder's directory only contains advisors who are properly registered as Independent Advisor Representatives (IARs) and this information is updated on a periodic basis.

The rules for becoming an IAR vary by state, but advisors have to pass some combination of the following 3 exams before they can register: Series 63, Series 65 and Series 66.

Never hire an advisor who isn't properly registered with the regulators as they are not legally allowed to provide financial advice.

Wealthminder also keeps track of complaints people register with the regulators and you can find this information on every advisor's page.

You should get several bids before hiring a financial advisor

Before hiring a Frederick, MD financial advisor, be sure to get at least 3 detailed proposals. Quality financial advisors will take the time to explain their proposal, detailing both what they will do for you and how you will be charged. Be wary of an abnormally low proposal, they are not worth the risk. These underpriced proposals often come with hidden fees or sub-par advice. Choose an advisor you trust and can clearly communicate with. Wealthminder has made the proposal process extremely simple (and free). Just click here to get started.

Why you should hire an advisor through Wealthminder?

Wealthminder is here to make the process simple and transparent for you. You take a few minutes of your time to describe what you want help with. We then pass your request on to the advisors in our network. If they are interested in your business, they will respond with an initial proposal. You then compare the proposals, ask follow-up questions, hold an initial consultation with the advisors whose proposals you like and ultimately hire the one that best meets your needs.

To participate in the proposal process, advisors must be legal fiduciaries (this means they have to look out for your best interest), agree to submit fee-only proposals (no kick-backs on the investment products they recommend) with the exception of insurance (because insurance can currently only be sold on commission) and have no black-marks with the regulators.

Financial recourse when hiring an advisor in Maryland

Maryland does offer recourse to investors if a relationship with an advisor goes wrong. Each state has a different means for filing a complaint and a simple google search should point you in the right direction.

In addition, you can also file a complaint with the SEC or FINRA.