Sean Murphy, financial advisor Frederick MD
93 score

Sean Murphy

CRD Number: 2965894
Current Firm: Rbc Capital Markets, LLC

Sean Murphy (CRD# 2965894) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Frederick, MD and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Frederick, MD Mar 2009 - Current 7
Ferris, Baker Watts, Inc. Frederick, MD Aug 2001 - Mar 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1998
S65 NASAA Investment Advisors Law Examination Feb 2002
Contact Info for Sean P. Murphy
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • MD
  • TX
  • VI
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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