Thomas LaneCRD Number: 1126084
Current Firm: Stifel, Nicolaus & Company, Incorporated
Thomas Lane (CRD# 1126084) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Frederick, MD and has over 33 years of experience in the finance industry.
Blue Ocean Global Wealth
Gallant Financial Planning, LLC
Commonwealth Financial Network
|Stifel Nicolaus & Co Inc.||Frederick, MD||Feb 2012 - Current||5|
|Morgan Stanley Smith Barney||Frederick, MD||Jun 2009 - Feb 2012||2|
|Citigroup Global Markets Inc.||Frederick, MD||Feb 2006 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1983|
|S65||NASAA Investment Advisors Law Examination||Feb 2000|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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