Stephen WadeCRD Number: 4522292
Current Firm: Lpl Financial LLC
Stephen Wade (CRD# 4522292) is an Investment Advisor Representative working at Lpl Financial LLC in Fredericksburg, TX and has over 15 years of experience in the finance industry.
Massey Itschner & Company, P.c.
Raymond James Financial Services Advisors, Inc.
Investment Centers Of America, Inc.
|Steve Wade Investment Services, LLC||Fredericksburg, TX||Mar 2016 - Current||1|
|Lpl Financial||Harper, TX||Oct 2011 - Current||5|
|Chase Investment Services Corp.||Chicago, IL||Jul 2005 - Oct 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2002|
|S65||NASAA Investment Advisors Law Examination||May 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management112,086MILLIONS
Total Number of Accounts531,091ACCOUNTS
Average Account Value$211,049
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops