Regis Rothrauff, financial advisor Fredericksburg VA
90 score

Regis Rothrauff

CRD Number: 6166843
Current Firm: Wells Fargo Advisors, LLC

Regis Rothrauff (CRD# 6166843) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Fredericksburg, VA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Fredericksburg, VA Feb 2013 - Current 3
Wells Fargo Bank Na Fredericksburg, VA Oct 2011 - Current 5
Wells Fargo Bank Na Fredericksburg, VA Oct 2010 - Oct 2011 1
Unemployed Fredericksburg, VA Jun 2010 - Oct 2010 < 1
First Niagara Bank Oakmont, PA Jan 2010 - Jun 2010 < 1
Unemployed Verona, PA Oct 2009 - Jan 2010 < 1
Green Oaks Country Club Verona, PA Jul 2009 - Oct 2009 < 1
Unemployed Oakland, PA Apr 2009 - Jul 2009 < 1
University Of Pittsburgh Oakland, PA Aug 2008 - Apr 2009 < 1
Green Oaks Country Club Verona, PA May 2008 - Sep 2008 < 1
University Of Pittsburgh Oakland, PA Aug 2007 - Apr 2008 < 1
Green Oaks Country Club Verona, PA May 2007 - Sep 2007 < 1
University Of Pittsburgh Greensburg, PA Aug 2006 - Apr 2007 < 1
Green Oaks Country Club Verona, PA May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for Regis G. Rothrauff
Phone Number: 314-875-3000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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