Thomas Herrick, financial advisor Fredericksburg VA
93 score

Thomas Herrick

CRD Number: 1449898
Current Firm: Cary Street Partners

Thomas Herrick (CRD# 1449898) is an Investment Advisor Representative working at Cary Street Partners in Fredericksburg, VA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Cary Street Partners LLC Fredericksburg, VA Sep 2008 - Current 8
Citigroup Global Markets Inc. Fredericksburg, VA Feb 2006 - Sep 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
Contact Info for Thomas O. Herrick
Phone Number: (804) 521-3333
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    1,225
    MILLIONS
  • Total Number of Accounts
    3,307
    ACCOUNTS
  • Average Account Value
    $370,386
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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