Thomas Fallon, financial advisor Freehold NJ
90 score

Thomas Fallon

CRD Number: 5927727
Current Firm: Ameriprise Financial Services, Inc.

Thomas Fallon (CRD# 5927727) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Freehold, NJ and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Freehold, NJ Jul 2013 - Current 3
Sterne Agee Financial Services Princeton, NJ Dec 2011 - Jul 2013 1
National Securities Corporation Iselin, NJ Oct 2011 - Nov 2011 < 1
Weinstock Management Sterne Agee Financial Services Millstone Twp, NJ Aug 2011 - Oct 2011 < 1
Meadow Lakes Hightstown, NJ Mar 2008 - Oct 2011 3
Ubs Financial Services Newtown, PA May 2011 - Aug 2011 < 1
Rider University Lawrenceville, NJ Aug 2007 - Feb 2008 < 1
The Home Depot East Windsor, NJ May 2007 - Jul 2007 < 1
Hightstown High School Hightstown, NJ Aug 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2012
S65 NASAA Investment Advisors Law Examination Dec 2013
Contact Info for Thomas Fallon
Phone Number: 612-671-3131
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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