Brian Nguyen, financial advisor Fremont CA
93 score

Brian Nguyen

CRD Number: 5411154
Current Firm: Sorrento Pacific Financial, LLC

Brian Nguyen (CRD# 5411154) is an Investment Advisor Representative working at Sorrento Pacific Financial, LLC in Fremont, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Sorrento Pacific Financial, LLC San Diego, CA May 2011 - Current 5
Fremont Bank Fremont, CA Feb 2011 - Current 5
Uvest Financial Services Charlotte, NC Feb 2011 - May 2011 < 1
Nylife Securities LLC San Jose, CA Jan 2008 - Feb 2011 3
New York Life Insurance Co San Jose, CA Nov 2007 - Feb 2011 3
Northwestern Mutual Investment Services, LLC San Jose, CA Oct 2007 - Dec 2007 < 1
Northwestern Mutual Life Insurance Company Milwaukee, WI Aug 2007 - Dec 2007 < 1
Uc Davis Davis, CA Sep 2005 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Apr 2011
Contact Info for Brian D. Nguyen
Phone Number: 858-805-7900
Firm Website: http://mybd.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    67
    MILLIONS
  • Total Number of Accounts
    411
    ACCOUNTS
  • Average Account Value
    $163,686
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, HI, IA, IL, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NJ, NM, NY, OK, OR, PA, SC, TN, VA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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