Kenneth Lee, financial advisor Fremont CA
93 score

Kenneth Lee

CRD Number: 5589489
Current Firm: Bbva Wealth Solutions Inc.

Kenneth Lee (CRD# 5589489) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Fremont, CA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bbva Securities Inc. Fremont, CA May 2013 - Current 3
Bbva Wealth Solutions Inc. Fremont, CA Aug 2012 - Current 4
Bbva Compass Insurance Agency, Inc. Austin, TX Feb 2010 - Current 6
Compass Bank Birmingham, AL Aug 2009 - Current 7
Bbva Compass Investment Solutions, Inc. Fremont, CA Feb 2010 - May 2013 3
Guaranty Brokerage Services Fremont, CA Aug 2008 - Dec 2009 1
Guaranty Bank Fremont, CA Aug 2008 - Aug 2009 1
Unemployed Fremont, CA May 2008 - Jul 2008 < 1
Creasian Fremont, CA May 2007 - Apr 2008 < 1
Nummi Fremont, CA May 2006 - Aug 2007 1
Intellezon Hayward, CA Sep 2006 - Mar 2007 < 1
Staffing Solutions - Comcast Oakland, CA Oct 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Aug 2012
Contact Info for Kenneth K. Lee
Phone Number: 713-552-9277
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    361
    MILLIONS
  • Total Number of Accounts
    918
    ACCOUNTS
  • Average Account Value
    $393,188
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, LA, MI, NC, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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