Curtis Smith, financial advisor Omaha NE

Curtis Smith

CRD Number: 1383235
Current Firm: United Planners' Financial Services Of America A Limited Partner

Curtis Smith (CRD# 1383235) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Omaha, NE and has over 22 years of experience in the finance industry.

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Principal Advised Services
Professional Designations
Company Name Location Dates Years
United Planners Financial Services Scottsdale, AZ Feb 2022 - Current 2
Curtis Wayne Smith Fresno, CA Sep 2006 - Current 17
Kovack Securities, Inc. Fort Lauderdale, FL Apr 2010 - Feb 2022 11
Kovack Advisors, Inc. Fort Lauderdale, FL Apr 2010 - Feb 2022 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2001
S65 NASAA Investment Advisors Law Examination Jul 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Curtis W. Smith
Phone Number: 480-991-0225
Registered State(s):
  • CA
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    6,086
    MILLIONS
  • Total Number of Accounts
    50,361
    ACCOUNTS
  • Average Account Value
    $120,841
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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