Gregory Geis, financial advisor Fresno CA
83 score

Gregory Geis

CRD Number: 1977862
Current Firm: Raymond James Financial Services Advisors, Inc.

Gregory Geis (CRD# 1977862) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Fresno, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
The Asa Group Fresno, CA Mar 2013 - Current 3
Insurance-non Variable Fresno, CA Aug 2012 - Current 4
Raymond James Financial Services, Inc. Fresno, CA Jun 2012 - Current 4
Raymond James Financial Services Advisors Inc. Fresno, CA Jun 2012 - Current 4
United Security Bank Fresno, CA Jun 2012 - Current 4
Bank Of The West Fresno, CA Nov 2003 - Jun 2012 8
Bancwest Investment Services Fresno, CA Nov 2003 - Jun 2012 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1991
S65 NASAA Investment Advisors Law Examination Mar 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Gregory G. Geis
Phone Number: 727-567-5877
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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