Kenneth PalominoCRD Number: 3170426
Current Firm: Wells Fargo Clearing Services, LLC
Kenneth Palomino (CRD# 3170426) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Fresno, CA and has over 18 years of experience in the finance industry.
Diversified Wealth Management Solutions, LLC
Scf Investment Advisors, Inc.
Cetera Investment Advisers LLC
|Wells Fargo Advisors, LLC||Fresno, CA||Sep 2013 - Current||4|
|Bbva Securities Inc.||Fresno, CA||May 2013 - Sep 2013||< 1|
|Compass Bank||Fresno, CA||Jun 2011 - May 2013||1|
|Bbva Compass Investment Solutions, Inc.||Fresno, CA||Jun 2011 - May 2013||1|
|Unemployed Traveling||Madera, CA||Jun 2009 - Jun 2011||2|
|Bank Of The West||Dinuba, CA||Oct 2008 - Jun 2009||< 1|
|Bancwest Investment Services||Dinuba, CA||Oct 2008 - Jun 2009||< 1|
|Unemployed-traveling||Madera, CA||May 2008 - Oct 2008||< 1|
|Citigroup Global Markets Inc.||Fresno, CA||May 2007 - May 2008||1|
|Citicorp Investment Services||Fresno, CA||Sep 2003 - Oct 2007||4|
|Cal Fed Investments||Sacramento, CA||Dec 1998 - Oct 2007||8|
|Glendale Federal Bank/cal Fed||Clovis, CA||Mar 1997 - Oct 2007||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2013|
|S63||Uniform Securities State Law Examination||Apr 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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