Kenneth Palomino, financial advisor Fresno CA
81 score

Kenneth Palomino

CRD Number: 3170426
Current Firm: Wells Fargo Advisors, LLC

Kenneth Palomino (CRD# 3170426) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Fresno, CA and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Fresno, CA Sep 2013 - Current 3
Bbva Securities Inc. Fresno, CA May 2013 - Sep 2013 < 1
Compass Bank Fresno, CA Jun 2011 - May 2013 1
Bbva Compass Investment Solutions, Inc. Fresno, CA Jun 2011 - May 2013 1
Unemployed Traveling Madera, CA Jun 2009 - Jun 2011 2
Bank Of The West Dinuba, CA Oct 2008 - Jun 2009 < 1
Bancwest Investment Services Dinuba, CA Oct 2008 - Jun 2009 < 1
Unemployed-traveling Madera, CA May 2008 - Oct 2008 < 1
Citigroup Global Markets Inc. Fresno, CA May 2007 - May 2008 1
Citicorp Investment Services Fresno, CA Sep 2003 - Oct 2007 4
Cal Fed Investments Sacramento, CA Dec 1998 - Oct 2007 8
Glendale Federal Bank/cal Fed Clovis, CA Mar 1997 - Oct 2007 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
S63 Uniform Securities State Law Examination Apr 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Kenneth M. Palomino
Phone Number: 314-875-3000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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