Michael Simpson, financial advisor Fresno CA
77 score

Michael Simpson

CRD Number: 6229192
Current Firm: Charles Schwab & Company, Inc.

Michael Simpson (CRD# 6229192) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Fresno, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Fresno, CA Oct 2015 - Current 1
Charles Schwab & Company, Inc. Fresno, CA Oct 2015 - Current 1
Bank Of America, N.a. Fresno, CA Sep 2014 - Oct 2015 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fresno, CA Sep 2014 - Oct 2015 1
Unemployed Fresno, CA Jun 2014 - Sep 2014 < 1
Morgan Stanley Fresno, CA Jul 2013 - Jun 2014 < 1
Ppg Clovis, CA Dec 2011 - Jul 2013 1
Zep Fresno, CA Aug 2011 - Dec 2011 < 1
Barnes Distribution Fresno, CA Mar 2010 - Aug 2011 1
Dunn Edwards Fresno, CA Jun 2009 - Mar 2010 < 1
Ici Fresno, CA Oct 2001 - Jun 2009 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Michael R. Simpson
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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