Richard Roush
CRD Number: 1103950
Current Firm: Roush Investment Group
Compensation Model: Fee Only
Richard Roush (CRD# 1103950) is an Investment Advisor Representative working at Roush Investment Group in Fresno, CA and has over 33 years experience in the finance industry and wealth management. Richard is an expert in 401k plan design and investment management.
CRD# 3092490
Morgan Stanley
CRD# 4265108
Morgan Stanley
CRD# 1987
Morgan Stanley
The Accredited Investment Fiduciary® (AIF®) designation represents a thorough knowledge of and ability to apply fiduciary practices. Advisors who are fiduciaries are required to provide advice that is in their client?s best interest.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Roush Investments, LLC | Fresno, CA | Apr 2010 - Current | 10 |
| Wells Fargo Investments, LLC | Fresno, CA | Feb 2002 - Apr 2010 | 8 |
| Merrill Lynch | Fresno, CA | May 1992 - Feb 2002 | 9 |
| Prudential Bache | Fresno, CA | May 1985 - May 1992 | 6 |
| E.F. Hutton | Fresno, CA | Oct 1982 - May 1985 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 1985 |
| S63 | Uniform Securities State Law Examination | Jun 1991 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management59MILLIONS
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Total Number of Accounts80ACCOUNTS
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Average Account Value$737,500
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
CA
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