Carol Oneal (CRD# 5181829) is an Investment Advisor Representative working at Lpl Financial LLC in Frisco, NC and has over 17 years of experience in the finance industry.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Frisco, NC | Mar 2020 - Current | 4 |
| Hatteras Community Center District | Hatteras, NC | Jan 1999 - Current | 25 |
| Hd Vest Advisory Services | Frisco, NC | Oct 2016 - Mar 2020 | 3 |
| Hd Vest | Hatteras, NC | Jul 2006 - Mar 2020 | 13 |
| Hatteras Umc | Hatteras, NC | Jan 2003 - Mar 2020 | 17 |
| Hatteras Civic Association | Hatteras, NC | Jan 2003 - Mar 2020 | 17 |
| Hatteras Community Center District | Hatteras, NC | Feb 1998 - Mar 2020 | 22 |
| Nc Watermen United | Hatteras, NC | Jun 2005 - Jun 2018 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2016 |
- NC
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Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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