Daniel Conti, financial advisor Frisco TX
81 score

Daniel Conti

CRD Number: 5579313
Current Firm: Wells Fargo Advisors, LLC

Daniel Conti (CRD# 5579313) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Frisco, TX and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Bank Na Irving, TX Mar 2012 - Current 4
Wells Fargo Advisors LLC Irving, TX Mar 2012 - Current 4
Wells Fargo Advisors LLC Douglasville, GA Aug 2011 - Mar 2012 < 1
Wells Fargo Bank Na Douglasville, GA Jun 2011 - Mar 2012 < 1
Unemployed Douglasville, GA May 2011 - Jun 2011 < 1
Jpmorgan Chase Bank Na Mount Kisco, NY Nov 2009 - May 2011 1
Chase Investment Services Corp Mount Kisco, NY Nov 2009 - May 2011 1
David Lerner Associates, Inc. White Plains, NY Aug 2008 - Nov 2009 1
Bankers Conseco Central Valley, NY Apr 2008 - Aug 2008 < 1
E-bay Powerseller Thiells, NY May 2002 - Aug 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Mar 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Daniel N. Conti
Phone Number: 314-875-3000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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