Daniel ContiCRD Number: 5579313
Current Firm: Wells Fargo Clearing Services, LLC
Daniel Conti (CRD# 5579313) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Frisco, TX and has over 9 years of experience in the finance industry.
Khp Capital LLC
Wells Fargo Advisors Financial Network, LLC
Vanderpal Capital Management LLC
|Wells Fargo Clearing Services, LLC||Irving, TX||Nov 2016 - Current||1|
|Wells Fargo Bank Na||Irving, TX||Mar 2012 - Current||6|
|Wells Fargo Advisors LLC||Irving, TX||Mar 2012 - Nov 2016||4|
|Wells Fargo Advisors LLC||Douglasville, GA||Aug 2011 - Mar 2012||< 1|
|Wells Fargo Bank Na||Douglasville, GA||Jun 2011 - Mar 2012||< 1|
|Unemployed||Douglasville, GA||May 2011 - Jun 2011||< 1|
|Jpmorgan Chase Bank Na||Mount Kisco, NY||Nov 2009 - May 2011||1|
|Chase Investment Services Corp||Mount Kisco, NY||Nov 2009 - May 2011||1|
|David Lerner Associates, Inc.||White Plains, NY||Aug 2008 - Nov 2009||1|
|Bankers Conseco||Central Valley, NY||Apr 2008 - Aug 2008||< 1|
|E-bay Powerseller||Thiells, NY||May 2002 - Aug 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management409,716MILLIONS
Total Number of Accounts1,359,521ACCOUNTS
Average Account Value$301,368
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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