Steven Johnson, financial advisor Frisco TX
81 score

Steven Johnson

CRD Number: 4575263
Current Firm: Msi Financial Services, Inc.

Steven Johnson (CRD# 4575263) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Frisco, TX and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Metlife Securities Inc. Long Island City, NY Oct 2013 - Current 3
Metlife Securities Inc. Long Island City, NY Jun 2013 - Oct 2013 < 1
Grand Financial Addison, TX Jul 2012 - Jun 2013 < 1
Self Employed Frisco, TX Jan 2012 - Jun 2012 < 1
Chase Investment Services Corp Dallas, TX Jan 2011 - Dec 2011 < 1
Various Insurance Carriers For W&r Insurance Agencies El Paso, TX Dec 2009 - Jan 2011 1
Waddell & Reed, Inc. El Paso, TX May 2009 - Jan 2011 1
Financial Network El Segundo, CA Nov 2007 - May 2009 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso, TX Mar 2004 - Nov 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Steven D. Johnson
Phone Number: 800-638-8378
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    13,804
    MILLIONS
  • Total Number of Accounts
    105,831
    ACCOUNTS
  • Average Account Value
    $130,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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