Thomas Gallatin, financial advisor Frisco TX

Thomas Gallatin

CRD Number: 6511413
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Gallatin (CRD# 6511413) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Frisco, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Frisco, TX Jan 2019 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Frisco, TX Dec 2018 - Current 2
Plainscapital Bank Dallas, TX Oct 2017 - Nov 2018 1
Grand Bank Of Texas Dallas, TX Jun 2016 - Oct 2017 1
Unemployed Fayetteville, AR Aug 2015 - Jun 2016 < 1
Merrill Lynch, Pierce, Fenner & Smith Inc. Dallas, TX Jun 2015 - Aug 2015 < 1
Unemployed Dallas, TX Jan 2008 - May 2015 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2019
Contact Info for Thomas M. Gallatin
Phone Number: 800-637-7455
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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