Tye Williams, financial advisor Frisco TX
86 score

Tye Williams

CRD Number: 1271046
Current Firm: Next Financial Group, Inc.

Tye Williams (CRD# 1271046) is an Investment Advisor Representative working at Next Financial Group, Inc. in Frisco, TX and has over 30 years of experience in the finance industry. Tye Williams has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Next Financial Group, Inc. Houston, TX Nov 2008 - Current 8
Texas Investment Associates (insurance) Austin, TX Nov 1984 - Current 32
First Heartland Capital Inc. Lake St. Louis, MO Jun 2006 - Nov 2008 2
Sentinel Advisory Services, Inc. Houston, TX Jan 2001 - Sep 2006 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1986
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Tye C. Williams
Phone Number: 713-789-7122
Registered State(s):
  • LA
  • TX
By the Numbers
  • Total Assets Under Management
    1,564
    MILLIONS
  • Total Number of Accounts
    8,116
    ACCOUNTS
  • Average Account Value
    $192,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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