Richard Joyce, financial advisor Frontenac MO
90 score

Richard Joyce

CRD Number: 6120859
Current Firm: Wells Fargo Advisors, LLC

Richard Joyce (CRD# 6120859) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Frontenac, MO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC St. Louis, MO Jul 2014 - Current 2
Ubs Financial Services Inc. St. Louis, MO Jun 2013 - May 2014 < 1
Wells Fargo Advisors St. Louis, MO Jan 2013 - May 2013 < 1
First Bankers Banc Securities Inc. St. Louis, MO Dec 2012 - Jan 2013 < 1
Wells Fargo Advisors, LLC Frontenac, MO Sep 2012 - Dec 2012 < 1
Arn Sports And Entertainment Charlotte, NC Oct 2010 - Aug 2012 1
Burberry Inc. Charlotte, NC Nov 2008 - Jan 2011 2
The Boggs Group Inc. Monroe, NC Sep 2008 - Aug 2010 1
Suite Charlotte, NC May 2008 - Jan 2010 1
Hom Charlotte, NC May 2007 - Mar 2008 < 1
Neptune Basketball Club Cork, Aug 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S65 NASAA Investment Advisors Law Examination Aug 2013
Contact Info for Richard G. Joyce
Phone Number: 314-875-3000
Registered State(s):
  • MO
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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