William Roughen, financial advisor Ft Lauderdale FL

William Roughen

CRD Number: 6741476
Current Firm: Ameriprise Financial Services, LLC

William Roughen (CRD# 6741476) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Ft Lauderdale, FL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, Inc. Ft Lauderdale, FL Sep 2019 - Current 1
Madison Avenue Securities, LLC San Diego, CA Oct 2017 - Sep 2019 1
Global Wealth Management Fort Lauderdale, FL Dec 2016 - Sep 2019 2
Samford University Birmingham, AL Aug 2013 - Dec 2016 3
Apex Valet Birmingham, AL Feb 2015 - Dec 2015 < 1
Stetson University Deland, FL Aug 2012 - Jul 2013 < 1
Westminster Academy Fort Lauderdale, FL Aug 2000 - Jul 2012 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2019
Contact Info for William Roughen
Phone Number: 612-671-3131
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    313,282
    MILLIONS
  • Total Number of Accounts
    1,488,886
    ACCOUNTS
  • Average Account Value
    $210,414
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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