Timothy Borman (CRD# 2982565) is an Investment Advisor Representative working at Smith Moore & Company in Fulton, MO and has over 26 years of experience in the finance industry.
CRD# 2393993
Cetera Investment Advisers LLC
CRD# 3853
Robert A. Almony, Jr. LLC
CRD# 2788374
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Smith, Moore & Company | Fulton, MO | Feb 2021 - Current | 3 |
| Cetera Investment Advisers LLC | Fulton, MO | Jan 2014 - Feb 2021 | 7 |
| The Callaway Bank | Fulton, MO | Nov 1998 - Feb 2021 | 22 |
| Cetera Investment Services LLC | Fulton, MO | Nov 1998 - Feb 2021 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1998 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MO
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Total Assets Under Management1,706MILLIONS
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Total Number of Accounts4,988ACCOUNTS
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Average Account Value$342,016
- A percentage of assets under your management
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MS
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