Mark Sullivan, financial advisor Gainesville FL

Mark Sullivan

CRD Number: 1088219
Current Firm: Stifel, Nicolaus & Company, Incorporated

Mark Sullivan (CRD# 1088219) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Gainesville, FL and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Gainesville, FL Oct 2017 - Current 6
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Oct 2017 2
Morgan Stanley Smith Barney Gainesville, FL Jun 2009 - Jan 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
S65 NASAA Investment Advisors Law Examination Oct 1992
Contact Info for Mark P. Sullivan
Phone Number: 314-342-2000
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    132,551
    MILLIONS
  • Total Number of Accounts
    334,814
    ACCOUNTS
  • Average Account Value
    $395,894
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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