Carlos Dominguez (CRD# 2378119) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Gainesville, GA and has over 30 years of experience in the finance industry. Carlos Dominguez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1742325
Edward Jones
CRD# 3154271
Morgan Stanley
CRD# 4804085
Mml Investors Services, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cld LLC | Gainesville, GA | Jul 2022 - Current | 1 |
Provident, Comprehensive Wealth & Financial Strategists | Gainesville, GA | Oct 2019 - Current | 4 |
Windsor Wealth Strategists & Planners A Dominguez And Jones Comp | Gainesville, GA | Oct 2019 - Current | 4 |
Dominguez & Jones Wealth Management Group, LLC | Gainesville, GA | Nov 2016 - Current | 7 |
Raymond James Financial Services, Inc. | Gainesville, GA | May 2016 - Current | 7 |
Raymond James Financial Services Advisors Inc. | Gainesville, GA | May 2016 - Current | 7 |
Wells Fargo Advisors LLC | Gainesville, GA | May 2009 - May 2016 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1993 |
- GA
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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