Stephen Rafter (CRD# 5275256) is an Investment Advisor Representative working at Lpl Financial LLC in Linthicum, MD and has over 17 years of experience in the finance industry.
CRD# 2185673
Cornerstone Advisory
CRD# 7032841
Edward Jones
CRD# 4605616
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Employee Cr Union Of Md | Linthicum, MD | Dec 2020 - Current | 3 |
| On The Border | Towson, MD | Jun 2018 - Current | 5 |
| Lpl Financial LLC | Towson, MD | Apr 2020 - Dec 2020 | < 1 |
| State Employees Credit Union Of Maryland | Towson, MD | Nov 2019 - Dec 2020 | 1 |
| Lpl Financial LLC | Middletown, MD | Nov 2017 - Jun 2018 | < 1 |
| Good Life Advisors, LLC | Middletown, MD | Nov 2017 - Jun 2018 | < 1 |
| Charles Schwab & Company, Inc. | Gaithersburg, MD | Apr 2016 - Nov 2017 | 1 |
| Charles Schwab Bank | Gaithersburg, MD | Apr 2016 - Nov 2017 | 1 |
| Bank Of America, N.a. | Lutherville, MD | Sep 2014 - Feb 2016 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lutherville, MD | Sep 2014 - Feb 2016 | 1 |
| Sagepoint Financial | Germantown, MD | Nov 2013 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Sep 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MD
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
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