Deborah Hale, financial advisor Galax VA
96 score

Deborah Hale

CRD Number: 1295340
Current Firm: Ameriprise Financial Services, Inc.

Deborah Hale (CRD# 1295340) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Galax, VA and has over 32 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Ameriprise Financial Services Inc. Dublin, VA Feb 2012 - Current 4
Nsllc Roanoke, VA Aug 2011 - Feb 2012 < 1
Nationwide Financial Roanoke, VA Aug 2011 - Feb 2012 < 1
Unemployed Christiansburg, VA Mar 2011 - Aug 2011 < 1
Suntrust Investment Services, Inc. Christiansburg, VA Oct 2005 - Mar 2011 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1984
Contact Info for Deborah S. Hale
Phone Number: 612-671-3131
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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