Douglas Morgan, financial advisor Galax VA
93 score

Douglas Morgan

CRD Number: 4480828
Current Firm: Lpl Financial LLC

Douglas Morgan (CRD# 4480828) is an Investment Advisor Representative working at Lpl Financial LLC in Galax, VA and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Galax, VA Feb 2018 - Current < 1
Invest Financial Corp Tampa, FL May 2017 - Current 1
Skyline National Bank Galax, VA Feb 2005 - Current 13
Infinex Investments, Inc. Galax, VA Jun 2008 - Apr 2017 8
Bi Investments, LLC Glen Allen, VA Nov 2006 - Jun 2008 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S65 NASAA Investment Advisors Law Examination Jun 2008
Contact Info for Douglas E. Morgan
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • NC
  • SC
  • VA
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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