Richard McNaught, financial advisor Garden City KS
93 score

Richard McNaught

CRD Number: 1134709
Current Firm: Prudential Financial Planning Services

Richard McNaught (CRD# 1134709) is an Investment Advisor Representative working at Prudential Financial Planning Services in Garden City, KS and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities,llc Garden City, KS Jan 1978 - Current 38
Prudential Ins. Garden City, KS Jan 1978 - Current 38
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1983
S65 NASAA Investment Advisors Law Examination Nov 2000
Contact Info for Richard D. McNaught
Phone Number: 800-235-7637
Registered State(s):
  • KS
  • TX
  • OK
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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