Roger Ratliff (CRD# 2030780) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Garden City, KS and has over 34 years of experience in the finance industry.
CRD# 2812467
Pinion Wealth Management, LLC
CRD# 6967447
Lpl Financial LLC
CRD# 4340621
Osaic Wealth, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Raymond James Financial Services, Inc. | Garden City, KS | Dec 2019 - Current | 4 |
Raymond James Financial Services Advisors, Inc. | Garden City, KS | Dec 2019 - Current | 4 |
Ratliff Financial, LLC | Garden City, KS | Jan 2016 - Current | 8 |
Ratliff Financial LLC | Garden City, KS | Jan 2016 - Current | 8 |
Pishny Financial Services Lc | Garden City, KS | Feb 2013 - Current | 11 |
Cetera Advisors LLC | Garden City, KS | Feb 2014 - Dec 2019 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 1990 |
S66 | NASAA Uniform Combined State Law Examination | Dec 2006 |
- KS
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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