Joseph Downey, financial advisor Garden City NY
86 score

Joseph Downey

CRD Number: 3053673
Current Firm: Private Client Asset Management, Inc.

Joseph Downey (CRD# 3053673) is an Investment Advisor Representative working at Private Client Asset Management, Inc. in Garden City, NY and has over 18 years of experience in the finance industry. Joseph Downey has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
American Portfolios Finanical Services, Inc. Holbrook, NY Mar 2011 - Current 5
Annuity Express Brokerage Garden City, NY Apr 2009 - Current 7
Private Client Asset Management Garden City, NY Apr 2008 - Current 8
Purshe Kaplan Sterling Investments Albany, NY May 2009 - Mar 2011 1
Unemployed N. Bellmore, NY Mar 2008 - Apr 2008 < 1
Fidelity Brokerage Services Inc. Garden City, NY May 2000 - Mar 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S66 NASAA Uniform Combined State Law Examination Jul 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph L. Downey
Phone Number: 516-280-4622
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    76
    MILLIONS
  • Total Number of Accounts
    472
    ACCOUNTS
  • Average Account Value
    $161,232
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

FL, NJ, NY

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BADGES
86

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