Michael Rosenstein, financial advisor Garden City NY
93 score

Michael Rosenstein

CRD Number: 5368175
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Michael Rosenstein (CRD# 5368175) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Garden City, NY and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, Na Garden City, NY Dec 2009 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City, NY May 2008 - Current 8
The Job Galaxy, LLC Huntington Station, NY Jan 2008 - May 2008 < 1
Northwestern Mutual Investment Services, LLC Commack, NY Jun 2007 - Feb 2008 < 1
University At Buffalo, School Of Management Buffalo, NY Aug 2005 - Dec 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Michael Rosenstein
Phone Number: 800-637-7455
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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