Robert Moore, financial advisor Garden City NY
93 score

Robert Moore

CRD Number: 1040197
Current Firm: Cowen Prime Advisors

Robert Moore (CRD# 1040197) is an Investment Advisor Representative working at Cowen Prime Advisors in Garden City, NY and has over 23 years of experience in the finance industry.

Similar Advisors
Danna Jacobs, financial advisor Garden City NY
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Score
107
Similar Advisors
Nat Prentice, financial advisor Garden City NY
Nat Prentice
CRD# 832532
Altium Wealth Management LLC
Score
107
Similar Advisors
Robert Troyano, financial advisor Garden City NY
Robert M. Troyano
CRD# 1502551
H. Beck, Inc.
Score
105
Company Name Location Dates Years
Cowen Prime Services, Llc (formerly Concept Capital Markets) New York, NY Sep 2015 - Current 1
Concept Capital Markets Garden City, NY Mar 2010 - Sep 2015 5
Caprio Management LLC New York, NY Apr 2006 - Nov 2014 8
Sanders Morris Harris Inc. Houston, TX Dec 2008 - Jun 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1993
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Robert E. Moore
Phone Number: 516-746-5757
Registered State(s):
  • CA
  • CT
  • IL
By the Numbers
  • Total Assets Under Management
    286
    MILLIONS
  • Total Number of Accounts
    265
    ACCOUNTS
  • Average Account Value
    $1,080,741
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CO, CT, DC, DE, FL, GA, IL, KY, MA, MD, ME, MI, MN, MT, NC, NH, NJ, NM, NY, OH, OR, PA, RI, TN, TX, VA, VT, WA, WI

Ready to hire a financial advisor? Get competitive proposals from Robert Moore and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.