Robert Moore, financial advisor Garden City NY
93 score

Robert Moore

CRD Number: 1040197
Current Firm: Cowen Prime Advisors

Robert Moore (CRD# 1040197) is an Investment Advisor Representative working at Cowen Prime Advisors in Garden City, NY and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Cowen Prime Services, Llc (formerly Concept Capital Markets) New York, NY Sep 2015 - Current 2
Concept Capital Markets Garden City, NY Mar 2010 - Sep 2015 5
Caprio Management LLC New York, NY Apr 2006 - Nov 2014 8
Sanders Morris Harris Inc. Houston, TX Dec 2008 - Jun 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1993
S66 NASAA Uniform Combined State Law Examination Jun 2011
Contact Info for Robert E. Moore
Phone Number: 516-746-5757
Registered State(s):
  • CA
  • CT
  • IL
By the Numbers
  • Total Assets Under Management
    286
    MILLIONS
  • Total Number of Accounts
    265
    ACCOUNTS
  • Average Account Value
    $1,080,741
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AZ, CA, CO, CT, DC, DE, FL, GA, IL, KY, MA, MD, ME, MI, MN, MT, NC, NH, NJ, NM, NY, OH, OR, PA, RI, TN, TX, VA, VT, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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