Michael Rothstein (CRD# 5029834) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Charlotte, NC and has over 18 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Truist Investment Services, Inc. | Charlotte, NC | Mar 2021 - Current | 3 |
| Primerica Financial Services | Paramus, NJ | Nov 2020 - Mar 2021 | < 1 |
| Pfs Investments Inc. | Paramus, NJ | Nov 2020 - Mar 2021 | < 1 |
| Assurance Iq | Huntersville, NC | May 2020 - Mar 2021 | < 1 |
| Self Employed | Huntersville, NC | Nov 2019 - Mar 2021 | 1 |
| Rsm Us Wealth Management LLC | Charlotte, NC | Oct 2018 - Nov 2019 | 1 |
| Nationwide Securities LLC | Charlotte, NC | Jun 2017 - Oct 2018 | 1 |
| Unemployed | Huntersville, NC | Sep 2016 - Jun 2017 | < 1 |
| Jp Morgan Securities LLC | Garden City Park, NY | May 2013 - Sep 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2013 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2019 |
- NC
-
Total Assets Under Management61,370MILLIONS
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Total Number of Accounts124,201ACCOUNTS
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Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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