Norman LeCRD Number: 6100072
Current Firm: H.d. Vest Advisory Services, Inc.
Norman Le (CRD# 6100072) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Garden Grove, CA and has over 5 years of experience in the finance industry.
Dorman Skorheim Wealth Management LLC
Jst Investment Consulting
Rs Crum Inc.
|Hd Vest Advisory Services||Garden Grove, CA||Nov 2014 - Current||3|
|H.d. Vest Investment Services||Garden Grove, CA||Jul 2012 - Current||5|
|Olmsted & Associates Accountancy Corporation||Garden Grove, CA||Jan 2007 - Jun 2014||7|
|Accetta & Olmsted Accountancy Corporation||Westminster, CA||Jul 2004 - Dec 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2012|
|S66||NASAA Uniform Combined State Law Examination||Jul 2014|
Total Assets Under Management9,187MILLIONS
Total Number of Accounts50,531ACCOUNTS
Average Account Value$181,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV