Joy Oh, financial advisor Gardena CA
65 score

Joy Oh

CRD Number: 6031149
Current Firm: Cetera Advisor Networks LLC

Joy Oh (CRD# 6031149) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Gardena, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Feb 2015 - Current 1
Financial Network Gardena, CA Feb 2015 - Current 1
Self Employed Henderson, NV Sep 2014 - Jan 2015 < 1
Advanced Sales Concepts Redlands, CA Aug 2014 - Jan 2015 < 1
Planmember Securities Corporation Carpinteria, CA Feb 2014 - Jan 2015 < 1
Calpro Financial Network San Diego, CA Feb 2014 - Jan 2015 < 1
Business Management Solutions (bms) Henderson, NV Feb 2014 - Jan 2015 < 1
Bartime Los Angeles, CA Nov 2013 - Jan 2014 < 1
Bank Of America, N.a. West Los Angeles, CA Aug 2013 - Oct 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Inc. Los Angeles, CA Jul 2013 - Oct 2013 < 1
Axa Advisors Los Angeles, CA Sep 2012 - Jul 2013 < 1
The Prince Los Angeles, CA Feb 2013 - May 2013 < 1
Urban X Tavern Los Angeles, CA Oct 2012 - Dec 2012 < 1
N/a Los Angeles, CA May 2012 - Sep 2012 < 1
Screen Engine Los Angeles, CA Feb 2012 - May 2012 < 1
Mansour & Company London, Mar 2005 - Jan 2012 6
London Metropolitan University London, Sep 2005 - Oct 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joy Oh
Phone Number: 310-326-3100
Registered State(s):
  • CA
  • NV
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
65

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