Joy OhCRD Number: 6031149
Current Firm: Cetera Advisor Networks LLC
Joy Oh (CRD# 6031149) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Gardena, CA and has over 4 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Feb 2015 - Current||1|
|Financial Network||Gardena, CA||Feb 2015 - Current||1|
|Self Employed||Henderson, NV||Sep 2014 - Jan 2015||< 1|
|Advanced Sales Concepts||Redlands, CA||Aug 2014 - Jan 2015||< 1|
|Planmember Securities Corporation||Carpinteria, CA||Feb 2014 - Jan 2015||< 1|
|Calpro Financial Network||San Diego, CA||Feb 2014 - Jan 2015||< 1|
|Business Management Solutions (bms)||Henderson, NV||Feb 2014 - Jan 2015||< 1|
|Bartime||Los Angeles, CA||Nov 2013 - Jan 2014||< 1|
|Bank Of America, N.a.||West Los Angeles, CA||Aug 2013 - Oct 2013||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Inc.||Los Angeles, CA||Jul 2013 - Oct 2013||< 1|
|Axa Advisors||Los Angeles, CA||Sep 2012 - Jul 2013||< 1|
|The Prince||Los Angeles, CA||Feb 2013 - May 2013||< 1|
|Urban X Tavern||Los Angeles, CA||Oct 2012 - Dec 2012||< 1|
|N/a||Los Angeles, CA||May 2012 - Sep 2012||< 1|
|Screen Engine||Los Angeles, CA||Feb 2012 - May 2012||< 1|
|Mansour & Company||London,||Mar 2005 - Jan 2012||6|
|London Metropolitan University||London,||Sep 2005 - Oct 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management16,791MILLIONS
Total Number of Accounts70,113ACCOUNTS
Average Account Value$239,482
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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