James Grooms, financial advisor Gatlinburg TN
93 score

James Grooms

CRD Number: 1004029
Current Firm: Mml Investors Services, LLC

James Grooms (CRD# 1004029) is an Investment Advisor Representative working at Mml Investors Services, LLC in Gatlinburg, TN and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, Inc. Knoxville, TN Oct 1982 - Current 34
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1983
Contact Info for James P. Grooms
Phone Number: (413)737-8400
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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