Derek Warren, financial advisor Geneva AL

Derek Warren

CRD Number: 4243385
Current Firm: Ameriprise Financial Services, LLC

Derek Warren (CRD# 4243385) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Geneva, AL and has over 23 years of experience in the finance industry.

Similar Advisors
Sarah Caballero, financial advisor Geneva AL
Sarah E. Caballero
CRD# 6761993
First Command Advisory Services
Similar Advisors
Clarence Carroll, financial advisor Geneva AL
Clarence L. Carroll
CRD# 6598666
Attainable Wealth LLC
Similar Advisors
Michael Clark, financial advisor Geneva AL
Michael R. Clark
CRD# 5697076
Edward Jones
Company Name Location Dates Years
Ameriprise Financial Services, LLC Dothan, AL Mar 2020 - Current 4
Ameriprise Financial Advisors Inc. Geneva, AL Oct 2017 - Current 6
Warren Sasser & Associates, LLC Geneva, AL Nov 1996 - Current 27
Sal Financial Services, Inc. Birmingham, AL Apr 2002 - Oct 2017 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2000
Contact Info for Derek A. Warren
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.