John Rieley, financial advisor Georgetown DE
83 score

John Rieley

CRD Number: 5400617
Current Firm: Citizens Securities, Inc.

John Rieley (CRD# 5400617) is an Investment Advisor Representative working at Citizens Securities, Inc. in Georgetown, DE and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Cco Investment Services Corp. Llewes, DE Jul 2013 - Current 3
Edward Jones St Louis, MO Aug 2007 - Jul 2013 5
Us Foodservice Virginia Beach, VA Feb 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John L. Rieley
Phone Number: 1-800-942-8300
Registered State(s):
  • DE
  • NJ
  • MD
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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